This is the backbone of any national economy as it secures financial stability and economic progress. It is, however, that line within a set of regulations that are affected by change brought in through acts of Parliament. Changes in banking legislation have … Read More
Trade Surveillance: Safeguarding Financial Markets from Manipulation
The world devoid of regulatory watch over financial markets, where market manipulators may play with freely available prices at will, leaving investors vulnerable to fraud-all the mess would seem to be omnipresent in such a universe. That brings up the concept of … Read More
Third-Party Risk Management: A Must-Have for Banking & Capital Markets Firms
The Banking & Capital Markets industry is fast changing. The old concept of managing risks through internal operations alone is becoming anachronistic. Core services like payment processing, regulatory reporting, cybersecurity, and cloud-based infrastructure have been outsourced to third-party vendors. In such a … Read More