Business Analyst – Regulatory and Compliance

Our client, a top tier Management & Strategy Consulting firm if looking for a qualified Business Analyst – Regulatory and Compliance. The ideal candidate will support our emerging Regulation Technology team which collaborates broadly with our Risk and Compliance Advisory group. This role involves assisting clients across various sectors in the design and execution of regulation technology solutions, including system testing, tuning, calibration, and analysing trends and patterns to refine models. The ideal candidate will possess the ability to work with large data sets, ensuring that Compliance teams are well-equipped with the necessary information for effective policy development and decision-making. This includes a deep understanding of regulatory frameworks, applying them across different business models, designing effective systems, leveraging data efficiently, and ensuring the successful execution of compliance programs. Responsibilities also encompass the creation and maintenance of methodologies for the periodic and ongoing evaluation of monitoring systems.

Essential Requirements and Responsibilities :

  • Engage closely with clients to comprehend their regulatory compliance needs and design solutions that address these requirements.
  • Develop advanced SQL queries.
  • Utilize data analytics tools and techniques to evaluate and mitigate compliance risks.
  • Improve data quality and implement controls to support compliance and risk management efforts.
  • Provide strategic guidance on best practices in compliance and stay updated on regulatory changes.
  • Develop, implement, and refresh compliance management systems, policies, and procedures in response to new or updated regulations.
  • Lead the design, implementation, and upkeep of compliance dashboards and reporting systems.
  • Maintain current knowledge of industry trends, regulations, and emerging technologies in the compliance space.
  • Identify operational gaps or risk exposures and implement the necessary controls and risk assessments.
  • Analyze complex situations and apply experience and judgment to resolve issues efficiently.
  • Collaborate with cross-functional teams, including legal, technology, and business stakeholders, to ensure successful project delivery.
  • Assist with data mapping and the creation of technical documentation.
  • This role offers the opportunity to impact real-world outcomes through your work with extensive and valuable data sets.
  • Bachelor's degree in a relevant field (e.g. Law, Compliance, Analytics, Computer Science, etc.)
  • 1-2 years of experience in compliance, legal, or regulatory technology, with a focus on data analytics and risk management
  • Advanced knowledge of SQL required
  • Strong analytical skills with experience using data analytics tools and techniques
  • Excellent communication, collaboration, and project management skills to communicate risks in an effective way to all levels of seniority
  • Flexibility in changing directions based on business demands
  • Knowledge of relevant regulations and compliance best practices, such as GDPR, CCPA, etc.
  • Ability to think strategically and provide actionable recommendations to clients
  • Familiarity with data privacy laws and security standards is a plus
  • Experience in contract analytics is a plus
  • Understanding of data mapping and technical documentation writing is required
  • Proficient in MS Word, MS Excel, and MS PowerPoint