Our client, a top tier Management & Strategy Consulting firm is searching for an experienced Business Analyst with specialized knowledge in CFTC and SEC Dodd-Frank reporting requirements. The ideal candidate will work closely with regulatory reporting, compliance, technology, and operations teams to ensure accurate and timely reporting for derivatives under CFTC and Dodd-Frank regulations. This role requires a deep understanding of financial markets, regulatory frameworks, and excellent analytical and problem-solving skills.
Requirements & Qualifications:
- Regulatory Reporting Analysis: Analyze and interpret CFTC and Dodd-Frank reporting requirements, ensuring accurate implementation and compliance within the organization.
- Data Mapping & Validation: Work with data sources to map required fields, validate data accuracy, and ensure completeness of reporting across systems.
- Requirements Gathering: Collaborate with stakeholders, including compliance, IT, and operations teams, to gather requirements for system enhancements and process improvements.
- Project Coordination: Act as a liaison between business units and technical teams to ensure successful project execution for CFTC and Dodd-Frank regulatory reporting initiatives.
- Process Improvement: Identify and implement process improvements to streamline reporting workflows, reduce errors, and enhance reporting accuracy.
- Testing & Quality Assurance: Develop and execute test cases to verify that regulatory reporting solutions meet CFTC and Dodd-Frank requirements, coordinating with QA teams as needed.
- Documentation: Create and maintain comprehensive documentation, including business requirements, process flows, user guides, and regulatory reporting guidelines.
- Stakeholder Communication: Communicate project status, risks, and issues to stakeholders in a clear and concise manner, providing regular updates and recommending solutions.
- Minimum of 5-8 years of experience as a Business Analyst in the financial services industry, with a focus on regulatory reporting.
- Proven experience with CFTC and Dodd-Frank regulatory reporting requirements, particularly in swaps, derivatives, or other financial instruments.
- Technical Skills:
- Strong understanding of trade lifecycle, derivatives, and associated data fields.
- Proficiency with data analysis tools (e.g., Excel, SQL).
- Experience with regulatory reporting platforms (e.g., DTCC, Bloomberg, or other third-party trade repositories) is a plus.
- Soft Skills:
- Strong analytical and problem-solving skills, with the ability to interpret complex regulatory requirements and translate them into actionable steps.
- Excellent written and verbal communication skills, with the ability to present complex information to both technical and non-technical stakeholders.
- Detail-oriented with a proactive approach to identifying and resolving issues.
- Education:
- Bachelor’s degree in Finance, Business Administration, Economics, or a related field. Advanced degree or relevant certifications (e.g., CFA, FRM) are a plus.
- Experience with SEC reporting requirements in addition to CFTC.
- Knowledge of Dodd-Frank Title VII regulations.
- Familiarity with Agile methodologies and experience working in Agile environments.
- Previous experience supporting regulatory audits and examinations.
