We have partnered with a Financial Services company to onboard 3–4 experienced Account Opening Administrators for a fast-paced, high-volume transition project. This is a 4-month contract assignment focused on migrating approximately 7,000 accounts for a breakaway group launching their own RIA/BD entity, expected to clear through Pershing.
Requirements and Qualifications:
- Accurately process and open large volumes of client accounts.
- Review and verify all required documentation for new accounts.
- Coordinate with internal teams and custodians (especially Pershing) to ensure smooth onboarding.
- Resolve discrepancies and ensure data integrity across platforms.
- Maintain compliance with RIA/BD regulations throughout the account opening process.
- Proven experience in high-volume account opening within an RIA/BD environment.
- Familiarity with Pershing or other clearing firms.
- Detail-oriented with strong organizational skills.
- Ability to work independently in a remote setup.
- Prior experience with customer accounts conversion or transitions a plus.
- Local candidates in Huntsville, AL are highly preferred.
This is a temporary contract position and does not include employee benefits such as health insurance, paid time off, retirement plans, or other employer-provided benefits.
